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341	NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION, INC. 750 First Street N.E., Suite 1140 Washington, D.C[removed]0900 Fax: [removed]www.nasaa.org Add to Reading List Source URL: www.nasaa.org Language: English - Date: 2013-08-06 16:50:13 Financial system Business U.S. Securities and Exchange Commission Securities Exchange Act North American Securities Administrators Association Selling away United States securities law Financial regulation Financial Industry Regulatory Authority
342	NASAA ENFORCEMENT REPORT 2013 REPORT ON 2012 DATA PREPARED BY: NASAA ENFORCEMENT SECTION OCTOBER 2013 Add to Reading List Source URL: www.nasaa.org Language: English - Date: 2013-10-31 09:26:14 Financial economics Law Financial regulation Late-2000s financial crisis North American Securities Administrators Association U.S. Securities and Exchange Commission Securities fraud Selling away Dodd–Frank Wall Street Reform and Consumer Protection Act Securities United States securities law Financial system
343	LAWRENCE G. WASDEN Attorney General ALAN CONILOGUE Deputy Attorney General State ofidaho P. 0. Box 83720 Add to Reading List Source URL: finance.idaho.gov Language: English - Date: 2014-06-02 11:56:48 Financial economics Business General Securities Representative Exam Financial adviser Investment Advisor LPL Financial Selling away Covino Uniform Securities Agent State Law Exam United States securities law Finance Professional certification in finance
344	LAWRENCEG. WASDEN Attorney General ALAN CONILOGUE Deputy Attorney General State of Idaho P. 0. Box 83720 Add to Reading List Source URL: finance.idaho.gov Language: English - Date: 2014-06-02 11:46:54 Investment Covino LPL Financial Financial adviser Selling away Broker-dealer Financial economics Finance Business
345	PDF Document Add to Reading List Source URL: www.cyberdriveillinois.com Language: English - Date: 2012-02-06 10:25:39 Financial regulation Financial services Uniform Securities Agent State Law Exam Securities Act Selling away United States securities law Financial Industry Regulatory Authority Business
346	PDF Document Add to Reading List Source URL: www.finance.idaho.gov Language: English - Date: 2014-06-02 11:56:48 Financial economics Business General Securities Representative Exam Financial adviser Investment Advisor LPL Financial Selling away Covino Uniform Securities Agent State Law Exam United States securities law Finance Professional certification in finance
347	PDF Document Add to Reading List Source URL: www.finance.idaho.gov Language: English - Date: 2014-06-02 11:46:54 Investment Covino LPL Financial Financial adviser Selling away Broker-dealer Financial economics Finance Business
348	PDF Document Add to Reading List Source URL: www.bbb.org Language: English - Date: 2012-11-20 13:27:46 Financial economics Economics Securities Financial Industry Regulatory Authority Financial adviser U.S. Securities and Exchange Commission Securities fraud Investor education Selling away United States securities law Finance Business
349	Commission Opinion: Philippe N. Keyes Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-11-15 15:08:50 Securities Finance Nevada Selling away Securities Exchange Act Citigroup U.S. Securities and Exchange Commission Security Wynn Las Vegas Financial economics Investment United States securities law
350	SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Rel. No[removed]April 29, 2005 Admin. Proc. File No. 3-10391r Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-04-29 10:45:09 United States Securities and Exchange Commission U.S. Securities and Exchange Commission Financial regulation Government Business Selling away United States securities law 73rd United States Congress Securities Exchange Act

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